Also known as “churning,” excessive trading is done to generate commissions for the broker, often selling the stocks that rise in order to show a small profit while keeping the “losers.” The broker may try to justify these trades based on the quick profit. We can help you to determine excessive trading practices…
Securities laws make it a requirement for Brokers to understand your objectives, investment time frame, financial status, experience, and risk tolerance before making any recommendations. This is known as the “suitability rule.” Brokers can be liable for failing to understand your financial situation…
Securities laws make it clear that a broker must have written permission to buy or sell investments without your verbal consent. Without proper consent, such a trade is “unauthorized.” Even if authorization is given, a broker must place account trades within a limited time frame or seek new authorization…
Having all of your investments in any individual investment or type of investment can significantly increase your financial risk. If your broker failed to diversify your portfolio, resulting in a decline in it’s value, you may be entitled to recovery…
It’s nothing new for brokers to knowingly steal investment assets, covering their tracks with false statements and other illegal acts. If you think that your broker has taken your assets, it’s important to call us immediately…
Breach of Fiduciary Duty? Failure to properly monitor your account? Whatever form of fraud or neglect has taken place, depleting your retirement or investment fund, we offer experienced and knowledgeable representation to help you recover.
A Singular Focus
Our practice is dedicated to one thing: representing investors who have lost their retirement or savings due to fraud or the mishandling of accounts. Read More
Unlike other securities litigation firms, Anthony V. Trogan PLLC is based in Michigan with a deep knowledge of the arbitrators, judges, and court system. Read More
Contact Our Office
Speaking with us is the first step in recovering your losses and rebuilding your future. We will evaluate your case for free and answer any questions. Read More
Premiere Investor Representation Throughout Michigan
Dedicated to obtaining justice for our clients against stockbrokers and financial planners who prey on investors.
Do I Have A Claim?
We assume that you are viewing this website because you have lost money due to decreases in the value of your investments. If you made those investments through a stockbroker or financial advisor, review the following questions. Read More
How Did This Happen?
You’ve lost your hard-earned retirement fund or nest egg and are asking yourself, “what went wrong?” “what do I do now?” and “who is at fault?” The investment specialists that you put your trust in may have engaged in any number of these questionable trading practices. Read More
What Happens Next?
If we are able to help you and accept your case, you are most likely to become involved in an arbitration rather than a court room trial. The following questions and answers are provided to give you some clarity into what you might expect in the arbitration process. Read More